Compliance Officer
Prescient
Cape Town City Centre · South Africa
- Level
- Mid-level
- Contract
- Permanent
- On site or Remote
- On-site
- Posted
- 1h ago
About this role
Purpose of role: This is a key compliance function with the responsibilities to cover a number of compliance requirements, including FAIS, S13B of the Pension Funds Act and FICA, for both Prescient Fund Services and Prescient Management Company. A great opportunity suited to an experienced regulatory Compliance Officer. Duties and responsibilities: Serve as the appointed FAIS Compliance Officer for a CAT I FSP (intermediary only), and FIC MLRO and Compliance Officer and S13B Compliance. FAIS mo…
This is a summary. The employer's full description, including requirements and benefits, is on their own listing.
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